|
The SLD represents Securities Lending Operations and Sales professionals from Broker-Dealers.
Upcoming Events
Become a MemberMembership in the SLD will provide your firm with a cost effective method for staying current with Securities Lending practices in an ever-changing regulatory environment.
Learn more ...
In the NewsSEC Proxy Process Roundtable Open Sessions March 23 - 25. Webcast archives available at www.sec.gov
SEC Rule 15c3 Proposed changes would impact Securities Lending recall process and capital charge calculations. Federal Register publication available here. (PDF) ALD No-Action Letter publication imminent. (PDF) Scholarship Winners for 2007 Have Been Notified
Congratulations!
|
![]() |
|||||