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The SLD represents Securities Lending Operations and Sales professionals from Broker-Dealers.
Upcoming EventsNo Upcoming Events found. Check back soon! Become a MemberMembership in the SLD will provide your firm with a cost effective method for staying current with Securities Lending practices in an ever-changing regulatory environment.
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In the NewsSEC Updates Rules Effective Oct.17
Final anti-fraud rule www.sec.gov/rules/final/2008/34-58774.pdf Option market maker exemption to the close-out requirement from Reg SHO eliminated www.sec.gov/rules/final/2008/34-58775.pdf Rule 204T (hard delivery obligation) www.sec.gov/rules/final/2008/34-58773.pdf College Tuition Scholarship Award Deadline is May 15
Be an active member. Volunteer.
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![]() Meeting on CCP for SEC LENDING and 204T Review slides are available under Publications
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